Nexia Court & CO
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Administration getting out of hand?

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"It's great to work with a team who take an interest in not only our finances but us personally. We have been happy to recommend Nexia to family and friends."
Roberta Lauchlan -

AFSL Services

Where regulatory requirements meet improved practices

Finding time and resources to understand regulatory changes – and assess their effect on existing compliance frameworks – can be a significant business challenge

At NEXIA COURT & CO we understand those challenges and – through the dedicated expertise and extensive experience of specialist AFSL team – can help you:

  • Improve existing practices & ensure you remain compliant with regulatory obligations. 
  • Review calculations of management & performance fees in accordance with investment mandates.
  • Provide comprehensive fund management company accounting services. 
  • Audit AFSL compliance & coordinate the annual lodgement of ASIC forms FS70 and FS71.
  • Perform and provide audit reports required for lodgement of annual ASX returns, if applicable.

Contact NEXIA COURT & CO for dedicated AFSL services.

AFSL Services | Dedicated Expertise


NEXIA COURT & CO's comprehensive range of specific AFSL services includes:

  •  Monthly, quarterly, half yearly and annual compliance checks and status report to manager. 
  •  Establish and maintain compliance register. 
  •  Monthly preparation of RG66 reports – solvency and cash flow. 
  •  Conflicts of interest management and reporting. 
  •  Review of training plans for Responsible Manager and Authorised Representatives. 
  •  Company Secretarial for Listed Investment Companies. 
  •  Preparation and lodgement of quarterly Business Activity Statements. 
  •  Preparation of Year-End and Half-Yearly Financial Statements 

Contact NEXIA COURT & CO for dedicated AFSL services.


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